Brett J Kelly

Investment Adviser Representative at BANKERS LIFE ADVISORY SERVICES, INC.

Naperville, ILCRD #4818868Dual-registered

Disclosure(s) on record — see official records below

Sourced from SEC IAPD & FINRA BrokerCheck

Years of Experience

22 yrs

States Registered

52 states

Exams Passed

Registrations & licenses

Registration type

Dual-registered

Registered in 52 states

AlabamaAlaskaArizonaArkansasCaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaHawaiiIdahoIllinoisIndianaIowaKansasKentuckyLouisianaMaineMarylandMassachusettsMichiganMinnesotaMississippiMissouriMontanaNebraskaNevadaNew HampshireNew JerseyNew MexicoNew YorkNorth CarolinaNorth DakotaOhioOklahomaOregonPennsylvaniaPuerto RicoRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVermontVirginiaWashingtonWest VirginiaWisconsinWyoming

Examinations passed

Series 65

Uniform Investment Adviser Law Examination

Passed 6/17/2013

Series 63

Uniform Securities Agent State Law Examination

Passed 7/2/2004

Series 24

General Securities Principal Examination

Passed 5/15/2014

Series 51

Municipal Fund Securities Principal Examination

Passed 4/20/2013

Series 26

Investment Company Products/Variable Contracts Principal Examination

Passed 2/9/2008

SIE

Securities Industry Essentials Examination

Passed 10/1/2018

Series 7

General Securities Representative Examination

Passed 2/20/2014

Series 6

Investment Company Products/Variable Contracts Representative Examination

Passed 6/24/2004

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model

Assets Under Management (AUM)

Asset tier	Annual rate
Greater than $4 million	0.30%
$2 million to $4 million	0.40%
$1 million to $2 million	0.50%
$1 million and below	1.25%

Source

BANKERS LIFE ADVISORY Services, INC. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BANKERS LIFE SECURITIES, INC.Current

9/20/2019 – CHICAGO, IL

FORESTERS FINANCIAL SERVICES, INC.

6/25/2004 – 6/20/2019LOMBARD, IL

Official records & sources

FINRA BrokerCheck record

Official broker registration & regulatory record

SEC IAPD record

SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brett J Kelly has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.