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Eileen Mary Sullivan

Investment Adviser Representative at BANKERS LIFE ADVISORY SERVICES, INC.

Chicago, ILCRD #2886701Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
25 yrs
States Registered
26 states
Exams Passed
10

Registrations & licenses

Registration type
Dual-registered
Registered in 26 states
AlabamaArizonaArkansasCaliforniaColoradoFloridaIdahoIllinoisIndianaIowaKentuckyMichiganMinnesotaMontanaNebraskaNew HampshireNew YorkOhioOregonSouth DakotaTennesseeTexasUtahWashingtonWest VirginiaWisconsin
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 10/3/2013
Series 63
Uniform Securities Agent State Law Examination
Passed 3/30/2000
Series 53
Municipal Securities Principal Examination
Passed 5/30/2023
Series 24
General Securities Principal Examination
Passed 5/16/2019
Series 52TO
Municipal Securities Representative Examination
Passed 1/31/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 55
Limited Representative-Equity Trader Exam
Passed 10/13/2008
Series 3
National Commodity Futures Examination
Passed 12/20/2005
Series 7
General Securities Representative Examination
Passed 3/11/2000
Series 72
Government Securities Representative Examination
Passed 8/25/1998

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Greater than $4 million0.30%
$2 million to $4 million0.40%
$1 million to $2 million0.50%
$1 million and below1.25%
Source

BANKERS LIFE ADVISORY Services, INC. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BANKERS LIFE SECURITIES, INC.Current
7/28/2016Sarasota, FL
MORGAN STANLEY
8/27/20133/7/2016NEW YORK, NY
G.X. CLARKE & CO.
8/26/199811/30/1999JERSEY CITY, NJ
TD SECURITIES (USA) LLC
6/29/20099/26/2011NEW YORK, NY
MORGAN STANLEY & CO. INCORPORATED
3/15/20005/28/2009NEW YORK, NY

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Eileen Mary Sullivan has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Eileen Mary Sullivan - Financial Advisor in Chicago, IL | AdvisorFinder