AdFi
BJ

Brian Joseph Presti

Investment Adviser Representative at TFC FINANCIAL MANAGEMENT INC

Boston, MACRD #2977901Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
26 yrs
States Registered
1 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Massachusetts
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 2/6/2001
Series 63
Uniform Securities Agent State Law Examination
Passed 2/19/1998
Series 7
General Securities Representative Examination
Passed 1/15/1998
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 7/31/2000
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 7/28/2000

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0075
Source

TFC Financial Management Inc Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

TFC FINANCIAL MANAGEMENT INCCurrent
6/30/2023 – Boston, MA
THE COLONY GROUP, LLC
12/4/2019 – 6/20/2023Concord, NH
HARVEST CAPITAL MANAGEMENT INC
8/24/2015 – 11/14/2019Concord, NH
CARLSON D L INVESTMENT GROUP INC
3/28/2007 – 8/17/2015Concord, NH
CHARLES SCHWAB & CO., INC.
10/4/1999 – 9/15/2006Burlington, VT

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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View TFC FINANCIAL MANAGEMENT INC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brian Joseph Presti has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Brian Joseph Presti - Financial Advisor in Boston, MA | AdvisorFinder