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Sarah Catherine Rioux

Investment Adviser Representative at TFC FINANCIAL MANAGEMENT INC

Boston, MACRD #7634801Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
4 yrs
States Registered
1 states
Exams Passed
1

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 1 states
Massachusetts
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/26/2022

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0075
Source

TFC Financial Management Inc Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

TFC FINANCIAL MANAGEMENT INCCurrent
7/30/2026Boston, MA
CONNECTICUT WEALTH MANAGEMENT, LLC
10/26/20227/8/2026Farmington, CT

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at TFC FINANCIAL MANAGEMENT INC

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View TFC FINANCIAL MANAGEMENT INC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Sarah Catherine Rioux has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Sarah Catherine Rioux - Financial Advisor in Boston, MA | AdvisorFinder