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Brian Michael Oard

Investment Adviser Representative at A&M PRIVATE WEALTH PARTNERS, LLC

Thousand Oaks, CACRD #2354814Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
21 yrs
States Registered
1 states
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Brian Michael Oard has worked in the securities industry since 2005. They are registered to provide investment advisory services in California.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
California
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 11/23/2011
Series 65
Uniform Investment Adviser Law Examination
Passed 7/10/1997
SIE
Securities Industry Essentials Examination
Passed 12/1/2017
Series 7
General Securities Representative Examination
Passed 10/1/1997
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 7/14/1993
Series 24
General Securities Principal Examination
Passed 10/22/1997
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 12/10/1996

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.01
Account minimum: $5,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

A&M Private Wealth Partners, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

A&M PRIVATE WEALTH PARTNERS, LLCCurrent
12/2/2024Thousand Oaks, CA
MBSC, LLC
4/18/200610/9/2006Glendale, CA
1ST GLOBAL ADVISORS INC
12/16/20032/17/2006Simi Valley, CA
GOLD COAST SECURITIES, INC.
1/2/200312/16/2003Thousand Oaks, CA
COMMONWEALTH FINANCIAL NETWORK
4/12/20011/3/2003Westlake Village, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brian Michael Oard has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Brian Michael Oard - Financial Advisor in Thousand Oaks, CA | AdvisorFinder