Brian P Barnes
Investment Adviser Representative at Principal Advised Services
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Brian P. Barnes is an investment adviser representative with Principal Advised Services in Charlotte, NC, where they have been registered since 2023. They have worked in the securities industry since 2008 and have been registered with 5 firms, including Robinhood Financial, LLC and Wells Fargo Clearing Services, LLC. They have passed 8 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Iowa and North Carolina.
Registrations & licenses
- Investment adviser:
- Iowa, North Carolina
- Broker:
12 states and territories
Arkansas, Colorado, Connecticut, Florida, Massachusetts, Nebraska, New Hampshire, North Carolina, Oklahoma, South Dakota, Utah, Vermont
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Wells Fargo AdvisorsSep 2016 – Nov 2016Charlotte, NC
- Wells Fargo Clearing Services, LLCNov 2016 – Jul 2021Charlotte, NC
- Robinhood Financial, LLCJul 2021 – Aug 2022Charlotte, NC
- Robinhood Markets, IncJun 2022 – Aug 2022Charlotte, NC
- Principal Advised ServicesAug 2022 – no end date reportedCharlotte, NC
- Principal Securities, Inc.Mar 2023 – no end date reportedCharlotte, NC
- Principal LIFE Insurance CompanyMar 2023 – no end date reportedCharlotte, NC
- Principal BANKAug 2022 – no end date reportedCharlotte, NC
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Principal Advised Services
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Estimated blended rate
- 0.005
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 224
- Offices listed on AdvisorFinder:
- 3
- Main office:
- Des Moines, IA
- SEC file number:
- 801-114432
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 10, 2026
View full firm profileOther advisors at Principal Advised Services
Showing 12 of 224 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brian P Barnes has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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