AdFi
PA

Principal Advised Services

SEC Registered
Assets Under Management
$1B–$5B
Office Locations
3 offices
Total Accounts
23164

About the firm

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net Worth

Leadership

Janet Loretta Fossell
CHIEF OPERATIONS OFFICER
Scott Allen Christensen
CHIEF EXECUTIVE OFFICER
Nicole Danielle Erario
CHIEF FINANCIAL OFFICER
Robert Arthur Cavallaro
DIRECTOR
Bradley James Hanus
CHIEF COMPLIANCE OFFICER
Leanne Marie Valentine
DEPUTY GENERAL COUNSEL
Principal Bank
OWNER
Llc Principal Holding Company
OWNER
Principal Life Insurance Company
OWNER
Inc. Principal Financial Services
OWNER
Inc. Principal Financial Group
OWNER
Kamal Bhatia
DIRECTOR
Heather Blake Winston
CHIEF PRODUCT OFFICER
Wendy Kaye Papenberg
CHIEF INFORMATION OFFICER
Susan Marie Sachatello
CHIEF SALES & MARKETING OFFICER
Sara Jo Wiener
DIRECTOR
Brian Steven Ness
DIRECTOR

Office locations

3 offices in 3 states
IA
Des MoinesHQ
CO
Denver
NC
Charlotte

Advisors at this firm

Showing 100 of 224

Ana Maria Brinkley
Financial Professional
Maura Irene Allen
Investment Adviser Representative
Dual-registered
Thomas Edward Sueppel
Investment Adviser Representative
Dual-registered
James Michael Berg
Investment Adviser Representative
Dual-registered
Anne Marie Spina
Investment Adviser Representative
Dual-registered
Cullen Bartholomew McGloin
Investment Adviser Representative
Dual-registered
Scott Stephen Cheeseman
Investment Adviser Representative
Dual-registered
Bradley Benjamin Pull
Investment Adviser Representative
Dual-registered
Vincent Isidoro Fiore
Investment Adviser Representative
Dual-registered
William Kevin Burton
Investment Adviser Representative
Dual-registered
Eric Vanderleek
Investment Adviser Representative
Dual-registered
Debra R Cinquemani
Investment Adviser Representative
Dual-registered
Brandy Sue Lamp
Investment Adviser Representative
Dual-registered
Adam Craig Tyrrell
Investment Adviser Representative
Dual-registered
Jennifer Darlene Schumann
Investment Adviser Representative
Dual-registered
Steven Carl Bellina
Investment Adviser Representative
Dual-registered
Paul Noble Gould
Investment Adviser Representative
Dual-registered
Susanna Harper Hartwig
Investment Adviser Representative
Dual-registered
Bacilia Gomez
Investment Adviser Representative
Dual-registered
Jeremy Fernandez
Investment Adviser Representative
Dual-registered
Eric John Hollister
Investment Adviser Representative
Dual-registered
Windy Sukming Seto
Investment Adviser Representative
Dual-registered
Gary Norman Stewart
Investment Adviser Representative
Dual-registered
Brian P Barnes
Investment Adviser Representative
Dual-registered
Todd Lee Hall
Investment Adviser Representative
Dual-registered
Tammy Michelle Broderick
Investment Adviser Representative
Dual-registered
Eric Alan Carlson
Investment Adviser Representative
Dual-registered
Claude Daniel Gianetto
Investment Adviser Representative
Dual-registered
James M Beaty
Investment Adviser Representative
Dual-registered
Shannon Kirk Obert
Investment Adviser Representative
Dual-registered
Bryan A Paul
Investment Adviser Representative
Dual-registered
Wilbert Cole Wise
Investment Adviser Representative
Dual-registered
Rachel Dawn Waldo
Investment Adviser Representative
Dual-registered
Stephen Parker Clapp
Investment Adviser Representative
Dual-registered
Gregory Klibanov
Investment Adviser Representative
Dual-registered
Michael Rolin Lynch
Investment Adviser Representative
Dual-registered
Kevin Philip Paulus
Investment Adviser Representative
Dual-registered
Lori Ann Calloway
Investment Adviser Representative
Dual-registered
Lawrence Dale St John
Investment Adviser Representative
Dual-registered
Jeremiah Scott Cole
Investment Adviser Representative
Dual-registered
Jeremy Joseph Smalley
Investment Adviser Representative
Dual-registered
Jenny Sue Borcherding
Investment Adviser Representative
Dual-registered
Jennifer Marie Kilzer
Investment Adviser Representative
Dual-registered
Jose-Luis Daniel Montiel
Investment Adviser Representative
Dual-registered
Gabriel James Capps
Investment Adviser Representative
Dual-registered
Steven Ray Johnson
Investment Adviser Representative
Dual-registered
Stanley Eugene Poorman
Investment Adviser Representative
Investment Adviser Representative
Joshua Ryan Kight
Investment Adviser Representative
Dual-registered
Angela Rae Heaton
Investment Adviser Representative
Dual-registered
Darnel D'Von James
Investment Adviser Representative
Dual-registered
Matthew L Nelson
Investment Adviser Representative
Dual-registered
Charles Rudolph Walters
Investment Adviser Representative
Dual-registered
Jesse S Froning
Investment Adviser Representative
Dual-registered
Brandon M Conway
Investment Adviser Representative
Dual-registered
Timothy E Moore
Investment Adviser Representative
Dual-registered
Chaundra Kay Straker
Investment Adviser Representative
Dual-registered
Christopher Michael Stokes
Investment Adviser Representative
Dual-registered
John M Sniadajewski
Investment Adviser Representative
Dual-registered
Andrew Brian Watkins
Investment Adviser Representative
Dual-registered
Signe Marie Nelson-Combs
Investment Adviser Representative
Dual-registered
John William Weiland
Investment Adviser Representative
Dual-registered
Paul Evan Kranich
Investment Adviser Representative
Dual-registered
Adam Keith Hatch
Investment Adviser Representative
Dual-registered
Garrison Ellington Goodlett
Investment Adviser Representative
Dual-registered
Andrew James Paolini
Investment Adviser Representative
Dual-registered
John Whitney Cook
Investment Adviser Representative
Dual-registered
Stuart Roy Van Ess
Investment Adviser Representative
Dual-registered
Craig J Engel
Investment Adviser Representative
Dual-registered
Jeremy Long
Investment Adviser Representative
Dual-registered
Angela Denise Bailiff
Investment Adviser Representative
Dual-registered
Ryan Steffen
Investment Adviser Representative
Dual-registered
Michael Joseph Adelman
Investment Adviser Representative
Dual-registered
Ryan Patrick Myers
Investment Adviser Representative
Dual-registered
Sean William McConnell
Investment Adviser Representative
Dual-registered
Maria Uyen Nguyen
Investment Adviser Representative
Dual-registered
Megan M Christiansen
Investment Adviser Representative
Dual-registered
Shaun Michael Felber
Investment Adviser Representative
Dual-registered
Matthew S Doherty
Investment Adviser Representative
Dual-registered
Toya Renee Pollard
Investment Adviser Representative
Dual-registered
Courtney Siobhan Ellis
Investment Adviser Representative
Dual-registered
Nicholas Lloyd Akers
Investment Adviser Representative
Dual-registered
Aaron Ruen
Investment Adviser Representative
Dual-registered
Eric Robert Mohammed
Investment Adviser Representative
Dual-registered
Scott Allen Christensen
Investment Adviser Representative
Investment Adviser Representative
Logan Randolph Bauhs
Investment Adviser Representative
Dual-registered
Bryan Repishti
Investment Adviser Representative
Dual-registered
Angelica Mendiola
Investment Adviser Representative
Dual-registered
Adam Joel Block
Investment Adviser Representative
Dual-registered
Donabel Asignacion Triplett
Investment Adviser Representative
Dual-registered
Tyler Michael Reller
Investment Adviser Representative
Dual-registered
Kaylee Mae Coffey
Investment Adviser Representative
Dual-registered
Daniel S Schueren
Investment Adviser Representative
Dual-registered
Brandy Marie Burgess
Investment Adviser Representative
Dual-registered
Holly Marie Haaland
Investment Adviser Representative
Dual-registered
Catherine Elizabeth Francis
Investment Adviser Representative
Dual-registered
Michael James Schultz
Investment Adviser Representative
Dual-registered
Jack D Dale IV
Financial Professional
Robert Cameron Warren
Investment Adviser Representative
Dual-registered
Angel Love
Investment Adviser Representative
Dual-registered
Joshua Jeffrey Kistner
Investment Adviser Representative
Dual-registered

Regulatory & compliance

CRD number
#297324
SEC Number
801-114432
Disciplinary History
No
Fees & Minimums
Fee arrangements the firm reports: AUM / Flat Fee

Data as of July 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Principal Advised Services has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Principal Advised Services in Des Moines, IA - Firm Profile