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Brian Thomas Hoeltge

Investment Adviser Representative at RUBINBROWN ADVISORS LLC

St. Louis, MOCRD #4953577Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
21 yrs
States Registered
1 states
Exams Passed
9

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Missouri
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 10/2/2007
Series 63
Uniform Securities Agent State Law Examination
Passed 6/10/2005
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 87
Research Analyst Exam - Part II Regulations Module
Passed 8/15/2017
Series 7
General Securities Representative Examination
Passed 9/10/2007
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 5/11/2005
Series 24
General Securities Principal Examination
Passed 7/25/2017
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 9/10/2009
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 9/9/2009

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $2,000,0000.95%
Next $3,000,0000.50%
Next $5,000,0000.40%
Above $10,000,0000.30%
Account minimum: $150,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Rubinbrown Advisors LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

RUBINBROWN ADVISORS LLCCurrent
10/27/2021St. Louis, MO
WELLS FARGO CLEARING SERVICES, LLC
1/1/200810/15/2021St. Louis, MO
A. G. EDWARDS & SONS, INC.
10/3/20071/1/2008St. Louis, MO

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brian Thomas Hoeltge has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Brian Thomas Hoeltge - Financial Advisor in St. Louis, MO | AdvisorFinder