AdFi
DL

Donald Lee Esstman

Investment Adviser Representative at RUBINBROWN ADVISORS LLC

St. Louis, MOCRD #2954191Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
29 yrs
States Registered
2 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
KansasMissouri
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/5/2000
Series 63
Uniform Securities Agent State Law Examination
Passed 12/23/1997
SIE
Securities Industry Essentials Examination
Passed 4/27/2018
Series 7
General Securities Representative Examination
Passed 7/6/2000
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 10/8/1997
Series 28
Introducing Broker/Dealer Financial Operations Principal Examination
Passed 2/23/2001
Series 24
General Securities Principal Examination
Passed 10/6/2000

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $2,000,0000.95%
Next $3,000,0000.50%
Next $5,000,0000.40%
Above $10,000,0000.30%
Account minimum: $150,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Rubinbrown Advisors LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

RUBINBROWN ADVISORS LLCCurrent
8/10/2000St. Louis, MO
RUBINBROWN BROKERAGE SERVICES, L.L.C.
7/12/20014/27/2018St. Louis, MO
CAP PRO BROKERAGE SERVICES, INC.
11/7/20002/3/2004Columbus, OH
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
10/9/199710/18/2000Scottsdale, AZ

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at RUBINBROWN ADVISORS LLC

Showing 12 of 23 in the directory

View RUBINBROWN ADVISORS LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Donald Lee Esstman has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Donald Lee Esstman - Financial Advisor in St. Louis, MO | AdvisorFinder