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Britton Riley

Investment Adviser Representative at Allworth Financial, L.P.

Cincinnati, OHCRD #6431601Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
11 yrs
Exams Passed
1

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Britton Riley is an investment adviser representative with Allworth Financial, L.P. in Cincinnati, OH, where they have been registered since 2018. They have worked in the securities industry since 2015 and were previously registered with Simply Money Advisors. They have passed the Series 65 (investment adviser) exam. They are registered to provide investment advice in Ohio.

Office

9987 Carver Rd, Suite 100
Cincinnati, OH 45242

Advisors at this office: 13

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Ohio

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 11/4/2015

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Allworth Financial, L.P.Current
8/22/2018 – Cincinnati, OH
Simply Money Advisors
11/5/2015 – 2/7/2019Cincinnati, OH

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Simply Money Advisors
    Dec 2013 – no end date reportedCincinnati, OH
  2. Hanson Mcclain Advisors
    Aug 2018 – no end date reportedCincinnati, OH

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Allworth Financial, L.P.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Fixed fee
  • Performance-based fees
Estimated blended rate
0.02

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Wealth management, financial planning, investment management, tax planning, estate planning, insurance services, 401(k) for employers, and services for airline employees

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersPeriodicals and NewslettersEducational Seminars and Workshops
Firm areas of expertise
Wealth ManagementFinancial PlanningInvestment ManagementTax PlanningEstate PlanningInsurance Services401(k)

Client types the firm serves

IndividualsHigh Net WorthPooled VehiclesPension/Profit SharingCharitable OrganizationsCorporations

Firm assets under management

$25B+

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
293
Offices listed on AdvisorFinder:
41
Main office:
Folsom, CA
SEC file number:
801-68255

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of July 29, 2026

View full firm profile

Other advisors at Allworth Financial, L.P.

Showing 12 of 293 in the directory

View Allworth Financial, L.P. firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Britton Riley has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Britton Riley (Allworth Financial) - Fees & Credentials