AdFi
BA

Bruce Allen Cumbo

Investment Adviser Representative at Allstate Financial Advisors, LLC

Wilmington, NCCRD #2702174Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
30 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Bruce Allen Cumbo is an investment adviser representative with Allstate Financial Advisors, LLC in Wilmington, NC, where they have been registered since 2023. They have worked in the securities industry since 1996 and were previously registered with The Retirement Group, LLC. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in North Carolina.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
North Carolina
Broker:
1 state or territory

North Carolina

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 1/5/2017
Series 63
Uniform Securities Agent State Law Examination
Passed 4/1/1996
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/21/1996

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Allstate Financial Advisors, LLCCurrent
5/16/2023 – Wilmington, NC
THE Retirement Group, LLC
1/16/2018 – 6/26/2023Lewisville, NC
THE Retirement Group, LLC
2/11/2017 – 12/31/2017Lewisville, NC

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. FSC Securities Corp
    Feb 2015 – Apr 2023Atlanta, GA
  2. The Retirement Group, LLC
    Feb 2017 – Jun 2023San Diego, CA
  3. Allstate Insurance Co
    May 2023 – no end date reportedNorthbrook, IL
  4. tanglewood park
    Oct 2024 – Sep 2025clemmons, NC
  5. Allstate Financial Services, Inc
    Apr 2023 – no end date reportedLincoln, NE
  6. Allstate Financial Advisors, LLC
    May 2023 – no end date reportedLincoln, NE
  7. Ann-Marie Cooper Agency
    Feb 2025 – no end date reportedGreenville, NC

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Allstate Financial Advisors, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Other

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Selection of Other Advisers

Client types the firm serves

Individuals

Firm assets under management

$100M–$500M

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
332
Offices listed on AdvisorFinder:
25
Main office:
Lincoln, NE
SEC file number:
801-68510

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of April 30, 2026

View full firm profile

Other advisors at Allstate Financial Advisors, LLC

Showing 12 of 332 in the directory

View Allstate Financial Advisors, LLC firm profile

Similar advisors in Wilmington, NC

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Bruce Allen Cumbo has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched
Bruce Allen Cumbo (Allstate Financial Advisors)