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Bruce Paul Betz

Investment Adviser Representative at NBC SECURITIES, INC.

Hunt Valley, MDCRD #1124501Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
43 yrs
States Registered
14 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 14 states
CaliforniaDelawareDistrict of ColumbiaFloridaIdahoMarylandNew HampshireNew JerseyNorth CarolinaOhioPennsylvaniaSouth CarolinaVirginiaWashington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 9/30/1992
Series 63
Uniform Securities Agent State Law Examination
Passed 6/3/1983
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 8/6/2004
Series 7
General Securities Representative Examination
Passed 5/21/1983

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

NBC Securities, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

LANARK FINANCIAL, INC.Current
2/5/2013Hunt Valley, MD
RBC CAPITAL MARKETS, LLC
3/13/20092/8/2013Hunt Valley, MD
FERRIS, BAKER WATTS, LLC
5/31/20023/13/2009Hunt Valley, MD

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Bruce Paul Betz has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Bruce Paul Betz - Financial Advisor in Hunt Valley, MD | AdvisorFinder