William Thomas Bennett
Investment Adviser Representative at Lanark Financial, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
William Thomas Bennett is an investment adviser representative with Lanark Financial, Inc. in Dubuque, IA, where they have been registered since 2026. They have worked in the securities industry since 2025. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Iowa.
Office
Advisors at this office: 4
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Iowa
- Broker:
6 states and territories
Colorado, Florida, Hawaii, Idaho, Iowa, Minnesota
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- City of SartellMay 2023 – Dec 2023Sartell, MN
- St. Cloud State UniversityAug 2022 – May 2025St. Cloud, MN
- NBC SecuritiesMay 2024 – Jul 2024Dubuque, IA
- UnemployedJun 2014 – Jul 2022Norwalk, IA
- NBC SecuritiesJul 2025 – no end date reportedDubuque, IA
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Lanark Financial, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $50,000
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
NBC Securities offers a comprehensive range of private wealth, asset management, and institutional solutions, including stocks, bonds, mutual funds, separately managed accounts, annuities, insurance, 401(k) plans, IRA and Roth IRAs, 401(k) rollovers, income solutions, investment management, and charitable giving. Services are delivered through a national network of independent financial professionals supported by proprietary investment strategies and technology-enabled infrastructure.
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 69
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Birmingham, AL
- Founded:
- 1995
- SEC file number:
- 801-58257
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 25, 2026
View full firm profileOther advisors at Lanark Financial, Inc.
Showing 12 of 69 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. William Thomas Bennett has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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