Caden Clamp
Investment Adviser Representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Caden Clamp is an investment adviser representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Columbia, SC, where they have been registered since 2025, the year they entered the securities industry. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in South Carolina.
Office
Advisors at this office: 75
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- South Carolina
- Broker:
1 state or territory
South Carolina
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 2025 – Aug 2026Columbia, SC
- unemployedMay 2025 – Jun 2025lexington, SC
- Clemson UniversityAug 2024 – Apr 2025Clemson, SC
- The Reserve at Lake KeoweeSep 2024 – Apr 2025Sunset, SC
- Bank Of AmericaJun 2024 – Aug 2024Charlotte, NC
- Clemson UniversityAug 2023 – Apr 2024Clemson, SC
- First Community BankMay 2023 – Jul 2023Lexington, SC
- Clemson UniversityAug 2022 – Apr 2023Clemson, SC
- Lake Murray Baptist ChurchMay 2022 – Jul 2022Lexington, SC
- Clemson UniversityAug 2021 – Apr 2022Clemson, SC
- River Bluff High SchoolAug 2018 – May 2021Lexington, SC
- UnemployedJun 2018 – Jul 2018Lexington, SC
- Lexington Middle SchoolJul 2015 – May 2018Lexington, SC
- Private Property RestaurantMay 2019 – Mar 2020Lexington, SC
- Uno's PizzaJun 2021 – Jul 2021Lexington, SC
- LPL Financial LLCAug 2026 – no end date reportedIrmo, SC
- Independent Advisor AllianceAug 2026 – no end date reportedCharlotte, NC
Official records & sources
Data as of June 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Merrill Lynch, Pierce, Fenner & Smith Incorporated
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Small Business 401(k) plans including Group 401(k) and Individual 401(k), SEP IRA, SIMPLE IRA, investment fiduciary services, recordkeeping, trading, custodial and financial wellness services, and call center educational support for employees.
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 25,472
- Offices listed on AdvisorFinder:
- 26
- Main office:
- New York, NY
- SEC file number:
- 801-14235
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 24, 2026
View full firm profileOther advisors at Merrill Lynch, Pierce, Fenner & Smith Incorporated
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Caden Clamp has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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