Calvin Lee
Investment Adviser Representative at Penserra Wealth Management
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Calvin Lee is an investment adviser representative with Penserra Wealth Management in San Francisco, CA, where they have been registered since 2026. They have worked in the securities industry since 2009 and have been registered with 3 firms, including Gamma Investing LLC and SHUM Financial Group, Inc. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in California.
Registrations & licenses
- Investment adviser:
- California
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Penserra Wealth Management LLCJun 2026 – no end date reportedSan Francisco, CA
- UnemployedNov 2025 – May 2026San Francisco, CA
- Penserra Securities, LLCAug 2014 – Jan 2020Orinda, CA
- SHUM Financial Group, Inc.Apr 2021 – Jan 2022Alameda, CA
- RyedaleAug 2019 – Apr 2021Berkeley, CA
- Gamma Investing LLCJan 2022 – Oct 2025San Mateo, CA
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Penserra Wealth Management
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Comprehensive advice and services covering a broad spectrum of wealth and risk situations, evolving with clients' changing needs over time
Client types the firm serves
Firm assets under management
Under $100M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 4
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Orinda, CA
- SEC file number:
- 801-131343
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of October 1, 2026
View full firm profileOther advisors at Penserra Wealth Management
3 other advisors in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Calvin Lee has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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