Carl Edward Mueller
Investment Adviser Representative at ONE Capital Management, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Carl Edward Mueller is an investment adviser representative with ONE Capital Management, LLC in Hiawatha, KS, where they have been registered since 2021. They have worked in the securities industry since 1988 and have been registered with 3 firms, including Nations Financial Group, Inc. and RBC DAIN Rauscher Inc. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Kansas.
Registrations & licenses
- Investment adviser:
- Kansas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Nations Financial Group, IncMay 2003 – May 2021Cedar Rapids, IA
- ONE Capital ManagementMay 2021 – no end date reportedWestlake Village, CA
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About ONE Capital Management, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Subscription fee
- Firm account minimum
- $500,000 (waivable)
- First $1,000,0001.95%
- Next $1,000,0001.65%
- Next $3,000,0001.35%
- Next $5,000,0001.15%
+1 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Actively managed ETFs including equity, balanced, and bond ETFs (XNAV, XCOR, XRLX, XFLX, FFOX), available at major brokers including Charles Schwab, Fidelity, and Etrade.
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 70
- Offices listed on AdvisorFinder:
- 7
- Main office:
- Westlake Village, CA
- SEC file number:
- 801-60483
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 16, 2026
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Showing 12 of 70 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Carl Edward Mueller has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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