Carlos Emanuel Del Rio-Madero
Investment Adviser Representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Carlos Emanuel Del Rio-Madero is an investment adviser representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Wayne, NJ, where they have been registered since 2025. They have worked in the securities industry since 2023 and have been registered with 3 firms, including LPL Enterprise, LLC and Prudential Financial Planning Services. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in New Jersey and Texas.
Office
Advisors at this office: 53
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- New Jersey, Texas
- Broker:
14 states and territories
California, Connecticut, Delaware, District of Columbia, Florida, Maryland, Massachusetts, New Hampshire, New Jersey, New York, Pennsylvania, Rhode Island, Texas, Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Equitable Advisors, LlcMay 2023 – Jul 2023New York, NY
- Rainmaker Recruiting Group, LlcSep 2021 – Jun 2023Lyndhurst, NJ
- Ddt Transport, LlcFeb 2021 – Sep 2021Hackensack, NJ
- Father And Son Moving & StorageOct 2020 – Dec 2020Newark, NJ
- C&B LiquorsMay 2020 – Dec 2020Roselle, NJ
- Amazon.Com Services, LlcMar 2020 – Aug 2020Elizabeth, NJ
- Mcloone'S BoathouseJul 2019 – Jul 2020West Orange, NJ
- Uber TechnologiesMay 2017 – Sep 2019Woodland Park, NJ
- El Toro LocoNov 2018 – Feb 2019Bloomfield, NJ
- Otg Management Ewr, LlcJun 2018 – Dec 2018Newark, NJ
- Bravo Brio Restaurant GroupSep 2014 – Jun 2018Wayne, NJ
- Pruco Securities LlcSep 2023 – Nov 2024Paramus, NJ
- The Prudential Insurance Company Of AmericaSep 2023 – May 2025Paramus, NJ
- LPL Enterprise, LLCNov 2024 – May 2025Paramus, NJ
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 2025 – no end date reportedWayne, NJ
- ABM tax groupJan 2025 – May 2025Elizabeth, NJ
- Bank of America, N.A.Jun 2025 – no end date reportedWayne, NJ
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Merrill Lynch, Pierce, Fenner & Smith Incorporated
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Small Business 401(k) plans including Group 401(k) and Individual 401(k), SEP IRA, SIMPLE IRA, investment fiduciary services, recordkeeping, trading, custodial and financial wellness services, and call center educational support for employees.
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 25,472
- Offices listed on AdvisorFinder:
- 26
- Main office:
- New York, NY
- SEC file number:
- 801-14235
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 24, 2026
View full firm profileOther advisors at Merrill Lynch, Pierce, Fenner & Smith Incorporated
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Carlos Emanuel Del Rio-Madero has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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