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Carrie Elizabeth Baalman

Investment Adviser Representative at FIRST HEARTLAND CONSULTANTS, INC.

Hardin, ILCRD #2379904Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
32 yrs
States Registered
22 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Carrie Elizabeth Baalman has worked in the securities industry since 1994. They are registered to provide investment advisory services in 22 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 22 states
ArizonaArkansasCaliforniaColoradoDistrict of ColumbiaFloridaGeorgiaIllinoisKentuckyMinnesotaMississippiMissouriNew YorkNorth CarolinaNorth DakotaPennsylvaniaSouth CarolinaSouth DakotaTennesseeTexasVirginiaWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/8/1997
Series 63
Uniform Securities Agent State Law Examination
Passed 4/25/1994
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/28/1994
Series 24
General Securities Principal Examination
Passed 12/15/1994
Series 4
Registered Options Principal Examination
Passed 8/19/1994

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0175
Source

First Heartland Consultants, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FIRST HEARTLAND CONSULTANTS, INC.Current
9/20/2006Hardin, IL
FIRST HEARTLAND CONSULTANTS, INC.
7/16/200112/31/2004Lake Saint Louis, MO

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Carrie Elizabeth Baalman has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Carrie Elizabeth Baalman - Financial Advisor in Hardin, IL | AdvisorFinder