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Daniel Lee Gilbert

Investment Adviser Representative at FIRST HEARTLAND CONSULTANTS, INC.

Tipp City, OHCRD #1006859Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
39 yrs
States Registered
8 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 8 states
ColoradoFloridaIndianaKentuckyNorth CarolinaOhioPennsylvaniaVirginia
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 1/28/1994
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/30/1995
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 3/5/1993

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0175
Source

First Heartland Consultants, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FIRST HEARTLAND CAPITAL, INC.Current
8/15/2024Tipp City, OH
FIRST HEARTLAND CONSULTANTS, INC.Current
8/15/2024Tipp City, OH
OSAIC WEALTH, INC.
6/14/20248/20/2024Tipp City, OH
SECURITIES AMERICA ADVISORS, INC.
11/6/20206/14/2024Tipp City, OH
KMS FINANCIAL SERVICES, INC
2/4/201611/6/2020Tipp City, OH
FSC SECURITIES CORPORATION
6/29/20018/12/2014Dayton, OH

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Daniel Lee Gilbert has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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