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Carson Stoltz

Investment Adviser Representative at CONCORDE ASSET MANAGEMENT, LLC

Scottsdale, AZCRD #7112535Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
4 yrs
States Registered
18 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 18 states
ArizonaCaliforniaColoradoFloridaIdahoIllinoisMichiganNew MexicoNew YorkNorth CarolinaOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaVirginiaWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/21/2022
Series 63
Uniform Securities Agent State Law Examination
Passed 6/23/2022
Series 7
General Securities Representative Examination
Passed 8/13/2021
SIE
Securities Industry Essentials Examination
Passed 2/13/2021

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Concorde Asset Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CONCORDE ASSET MANAGEMENT, LLCCurrent
11/2/2022Scottsdale, AZ
CONCORDE INVESTMENT SERVICES, LLC
8/13/202112/8/2021Scottsdale, AZ

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Carson Stoltz has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Carson Stoltz - Financial Advisor in Scottsdale, AZ | AdvisorFinder