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Carston Cole Cook

Investment Adviser Representative at FOUNDATIONS INVESTMENT ADVISORS LLC

Livonia, MICRD #6752613Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
8 yrs
States Registered
1 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Michigan
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/13/2019
Series 63
Uniform Securities Agent State Law Examination
Passed 7/17/2018
Series 7
General Securities Representative Examination
Passed 4/8/2019
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 6/29/2018

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.02
Asset tierAnnual rate
All Assets2.00%
Account minimum: $5,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Foundations Investment Advisors LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FOUNDATIONS INVESTMENT ADVISORS LLCCurrent
10/8/2025Livonia, MI
AMERIPRISE FINANCIAL SERVICES, LLC
11/3/202310/6/2025Farmington Hills, MI
COMERICA SECURITIES
9/1/202111/3/2023Farmington, MI
J.P. MORGAN SECURITIES LLC
12/24/201911/12/2020Westerville, OH

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Carston Cole Cook has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Carston Cole Cook - Financial Advisor in Livonia, MI | AdvisorFinder