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Dennis Matthew Breier

Investment Adviser Representative at FOUNDATIONS INVESTMENT ADVISORS LLC

Romeoville, ILCRD #5483041Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
12 yrs
States Registered
1 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Dennis Matthew Breier has worked in the securities industry since 2014. They have passed the Series 66, 65, and 7 examinations. They are registered to provide investment advisory services in Illinois.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Illinois
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 1/19/2024
Series 66
Uniform Combined State Law Examination
Passed 3/8/2008
SIE
Securities Industry Essentials Examination
Passed 3/23/2018
Series 7
General Securities Representative Examination
Passed 3/20/2008

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.02
Asset tierAnnual rate
All Assets2.00%
Account minimum: $5,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Foundations Investment Advisors LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FOUNDATIONS INVESTMENT ADVISORS LLCCurrent
2/1/2024Romeoville, IL
FIFTH THIRD SECURITIES, INC.
11/9/20163/23/2018Westmont, IL
FAIRWATER WEALTH MANAGEMENT
9/10/201410/12/2016Burr Ridge, IL
LPL FINANCIAL LLC
4/12/20139/2/2016Downers Grove, IL
IHT WEALTH MANAGEMENT LLC
5/23/20168/29/2016Oakbrook Terrace, IL
CITIGROUP GLOBAL MARKETS INC.
7/12/20115/6/2013Bloomingdale, IL
ING FINANCIAL PARTNERS, INC
11/2/20097/19/2011Downers Grove, IL
THRIVENT INVESTMENT MANAGEMENT INC.
3/24/200810/8/2009North Liberty, IA

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Dennis Matthew Breier has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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