Cathy Jane Clift
Investment Adviser Representative at SPC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Cathy Jane Clift is an investment adviser representative with SPC in Bolivar, MO, where they have been registered since 2021. They have worked in the securities industry since 1986 and were previously registered with Avantax Advisory Services. They have passed 5 industry qualification exams, including the Series 63 (state securities agent), Series 6 (investment company and variable products), and Series 22 (direct participation programs). They are registered to provide investment advice in Missouri.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Missouri
- Broker:
1 state or territory
Missouri
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Bolivar TAX & Financial ServicesDec 1981 – Dec 2022Bolivar, MO
- Avantax Investment Services, Inc.Nov 1986 – Feb 2021Bolivar, MO
- Avantax Advisory ServicesDec 1993 – Feb 2021Bolivar, MO
- Avantax Insurance Agency, LLCSep 1989 – Feb 2021Bolivar, MO
- Parkland Securities, LLC.Feb 2021 – no end date reportedAnn Arbor, MI
- SPCFeb 2021 – no end date reportedAnn Arbor, MI
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About SPC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Other
- Firm account minimum
- $5,500 (waivable)
- First $500,0002.50%
- $500,001 - $750,0001.75%
- $750,001 - $1,000,0001.50%
- Greater than $1,000,0001.25%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 473
- Offices listed on AdvisorFinder:
- 24
- Main office:
- Ann Arbor, MI
- SEC file number:
- 801-20404
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of May 7, 2026
View full firm profileOther advisors at SPC
Showing 12 of 473 in the directory
Similar advisors in Bolivar, MO
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Cathy Jane Clift has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched