Nicole A Avery-Young

Investment Adviser Representative at BENJAMIN F. EDWARDS WEALTH MANAGEMENT, LLC

Bolivar, MOCRD #3110268Dual-registered

No disclosures on record

Sourced from SEC IAPD & FINRA BrokerCheck

Years of Experience

25 yrs

States Registered

25 states

Exams Passed

Registrations & licenses

Registration type

Dual-registered

Registered in 25 states

AlabamaCaliforniaColoradoFloridaGeorgiaIllinoisIndianaIowaKansasMarylandMassachusettsMichiganMinnesotaMissouriNebraskaNevadaNew HampshireNew JerseyNorth CarolinaOhioPennsylvaniaSouth CarolinaTennesseeVirginiaWashington

Examinations passed

Series 66

Uniform Combined State Law Examination

Passed 6/11/2014

Series 63

Uniform Securities Agent State Law Examination

Passed 2/23/1999

Series 10

General Securities Sales Supervisor - General Module Examination

Passed 2/28/2025

Series 9

General Securities Sales Supervisor - Options Module Examination

Passed 11/23/2024

SIE

Securities Industry Essentials Examination

Passed 10/1/2018

Series 7

General Securities Representative Examination

Passed 2/16/1999

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model

Assets Under Management (AUM)

Account minimum: $5,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

BENJAMIN F. EDWARDS WEALTH Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BENJAMIN F. EDWARDS & COMPANY, INC.Current

3/13/2017 – SPRINGFIELD, MO

BENJAMIN F. EDWARDS & COMPANY, INC.

8/14/2009 – 12/31/2012SPRINGFIELD, MO

MORGAN STANLEY

6/2/2014 – 9/16/2016SPRINGFIELD, MO

LINSCO/PRIVATE LEDGER CORP.

3/6/2001 – 9/10/2002FORT MILL, SC

A. G. EDWARDS & SONS, INC.

3/13/2003 – 1/3/2008SPRINGFIELD, MO

SALOMON SMITH BARNEY INC.

2/17/1999 – 2/21/2001NEW YORK, NY

WELLS FARGO ADVISORS, LLC

1/1/2008 – 8/18/2009SPRINGFIELD, MO

Official records & sources

FINRA BrokerCheck record

Official broker registration & regulatory record

SEC IAPD record

SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Nicole A Avery-Young has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.