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Charles Daniel Yancey

Investment Adviser Representative at BROOKSTONE CAPITAL MANAGEMENT LLC

Oklahoma City, OKCRD #1067233Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
8 yrs
States Registered
1 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Charles Daniel Yancey has worked in the securities industry since 2018. They have passed the Series 65, 63, 26, and 6 examinations. They are registered to provide investment advisory services in Oklahoma.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 1 states
Oklahoma
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/18/2018
Series 63
Uniform Securities Agent State Law Examination
Passed 9/4/1984
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 2/6/1984
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 4/30/1997

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $5,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Brookstone Capital Management LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BROOKSTONE CAPITAL MANAGEMENT LLCCurrent
11/5/2019Oklahoma City, OK
SPECIALIZED ADVISORS
1/31/201910/12/2019Oklahoma City, OK
SECURE INVESTMENT MANAGEMENT, LLC
6/20/20181/24/2019Edmond, OK

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Charles Daniel Yancey has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Charles Daniel Yancey - Financial Advisor in Oklahoma City, OK | AdvisorFinder