AdFi
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Charles Fredrick Dinise

Investment Adviser Representative at ADVISORY ALPHA, LLC

Ontario, CACRD #4770465Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
22 yrs
States Registered
1 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Charles Fredrick Dinise has worked in the securities industry since 2004. They have passed the Series 65, 63, and 6 examinations. They are registered to provide investment advisory services in California.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 1 states
California
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 3/30/2007
Series 63
Uniform Securities Agent State Law Examination
Passed 7/29/2004
SIE
Securities Industry Essentials Examination
Passed 9/28/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 7/22/2004

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.017
Source

Advisory Alpha, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ADVISORY ALPHA, LLCCurrent
10/1/2018Ontario, CA
FORESTERS EQUITY SERVICES, INC.
3/2/20159/28/2018Ontario, CA
SCF INVESTMENT ADVISORS, INC.
5/2/20112/25/2015Fresno, CA
PARK AVENUE SECURITIES LLC
4/13/20075/12/2009Fontana, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Charles Fredrick Dinise has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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