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Charles Henry Goodmiller

Investment Adviser Representative at BAKER TILLY WEALTH MANAGEMENT, LLC

Scottsdale, AZCRD #4393630Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
16 yrs
States Registered
1 states
Exams Passed
3

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Arizona
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 7/6/2009
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 1/15/2009

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Baker Tilly Wealth Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BAKER TILLY WEALTH MANAGEMENT, LLCCurrent
1/11/2023Scottsdale, AZ
HENRY + HORNE WEALTH MANAGEMENT
12/5/20197/15/2022Casa Grande, AZ
INDEPENDENT FINANCIAL GROUP, LLC
1/5/201012/12/2017Scottsdale, AZ

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Charles Henry Goodmiller has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Charles Henry Goodmiller - Financial Advisor in Scottsdale, AZ | AdvisorFinder