Mark Thomas Rochford
Investment Adviser Representative at Baker Tilly Wealth Management, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Mark Thomas Rochford is an investment adviser representative with Baker Tilly Wealth Management, LLC in Indianapolis, IN, where they have been registered since 2020. They have worked in the securities industry since 2017 and have been registered with 3 firms, including Baker Tilly Investment Services and Umbaugh CASH Advisory Services, LLC. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Indiana and Michigan.
Office
Advisors at this office: 4
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Indiana, Michigan
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Umbaugh Cash Advisory Services, LLCJan 2015 – Mar 2019Indianapolis, IN
- Baker Tilly Advisory Group, LPMar 2019 – no end date reportedChicago, IL
- Baker Tilly Investment ServicesMar 2019 – Dec 2020Indianapolis, IN
- Baker Tilly Wealth Management, LLCDec 2020 – no end date reportedIndianapolis, IN
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Baker Tilly Wealth Management, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Baker Tilly offers advisory, tax, and assurance services including financial statement and public company audits, internal audit, SOX compliance, IPO readiness, federal and international tax, state and local tax, transfer pricing, mergers and acquisitions, transaction advisory, due diligence, investment banking, CFO advisory, forensic accounting, cybersecurity, risk advisory, digital solutions, AI and data analytics, outsourced accounting, private wealth management, municipal advisory, and ESG and sustainability services.
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 26
- Offices listed on AdvisorFinder:
- 10
- Main office:
- Madison, WI
- SEC file number:
- 801-119352
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 28, 2026
View full firm profileOther advisors at Baker Tilly Wealth Management, LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Mark Thomas Rochford has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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