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Sarah Marie Murphy

Investment Adviser Representative at BAKER TILLY WEALTH MANAGEMENT, LLC

Minneapolis, MNCRD #5803561Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
13 yrs
States Registered
1 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Minnesota
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 5/16/2024
Series 63
Uniform Securities Agent State Law Examination
Passed 7/7/2011
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/17/2011
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 6/28/2010

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Baker Tilly Wealth Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BAKER TILLY WEALTH MANAGEMENT, LLCCurrent
5/17/2024Minneapolis, MN
BAKER TILLY CAPITAL, LLCCurrent
1/21/2022Minneapolis, MN
GRADIENT SECURITIES, LLC
2/9/20211/14/2022Arden Hills, MN
KESTRA INVESTMENT SERVICES, LLC
6/19/20174/25/2019St. Paul, MN
LPL FINANCIAL LLC
4/30/201511/30/2015Clive, IA
RAYMOND JAMES FINANCIAL SERVICES, INC.
4/11/20115/1/2015Clive, IA
DIRECTED SERVICES LLC
6/29/20104/5/2011Des Moines, IA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Sarah Marie Murphy has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.