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Chirho S Garcia

Investment Adviser Representative at ELEVATED CAPITAL ADVISORS, LLC

Murrieta, CACRD #4688632Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
22 yrs
States Registered
2 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Chirho S. Garcia has worked in the securities industry since 2004. They have passed the Series 65, 63, 7, and 6 examinations. They are registered to provide investment advisory services in California and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
CaliforniaTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 11/26/2008
Series 63
Uniform Securities Agent State Law Examination
Passed 10/14/2003
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/26/2005
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 11/8/2003

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $10,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Elevated Capital Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ELEVATED CAPITAL ADVISORS, LLCCurrent
11/30/2020Murrieta, CA
REGAL INVESTMENT ADVISORS LLC
1/2/201512/2/2020Murrieta, CA
BRIGHT OWL INVESTMENT ADVISORS
3/18/201412/31/2014Downey, CA
CENTAURUS FINANCIAL, INC.
8/1/20132/18/2014Downey, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
3/15/20127/23/2013Santa Clarita, CA
BANCWEST INVESTMENT SERVICES, INC. (BWIS) AND BWIS D/B/A FHIS
7/19/20112/16/2012Pasadena, CA
CHASE INVESTMENT SERVICES CORP.
5/24/20117/20/2011Los Alamitos, CA
CHASE INVESTMENT SERVICES CORP.
5/2/20097/7/2010Los Angeles, CA
WAMU INVESTMENTS, INC.
12/1/20085/2/2009Los Angeles, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Chirho S Garcia has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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