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Chris Weston

Investment Adviser Representative at RIA ADVISORY GROUP, LLC

Des Moines, IACRD #2705903Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
28 yrs
States Registered
1 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Iowa
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/25/2004
Series 63
Uniform Securities Agent State Law Examination
Passed 2/20/1996
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 12/1/1997
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 2/20/1996
Series 53
Municipal Securities Principal Examination
Passed 9/1/2005
Series 24
General Securities Principal Examination
Passed 2/28/2005

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.02
Source

RIA Advisory Group, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

RIA ADVISORY GROUP, LLCCurrent
10/9/2024Des Moines, IA
SECURITIES AMERICA ADVISORS, INC.
4/26/202312/20/2023West Des Moines, IA
BELPOINTE ASSET MANAGEMENT LLC
9/22/202110/12/2022Norwalk, IA
WADDELL & REED
12/13/20124/30/2021Norwalk, IA
SECURITIES AMERICA ADVISORS, INC.
5/1/200712/18/2012Des Moines, IA
PRIMEVEST FINANCIAL SERVICES, INC.
4/17/20063/30/2007Chariton, IA
INVEST FINANCIAL CORPORATION
7/1/20044/17/2006Des Moines, IA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Chris Weston has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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