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Edward Allen Smith

Investment Adviser Representative at RIA ADVISORY GROUP, LLC

Des Moines, IACRD #4071649Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
26 yrs
States Registered
1 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Edward Allen Smith has worked in the securities industry since 2000. They are registered to provide investment advisory services in Iowa.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Iowa
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 1/6/2007
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 1/10/2000

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.02
Source

RIA Advisory Group, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

RIA ADVISORY GROUP, LLCCurrent
8/3/2020Des Moines, IA
VISIONPOINT ADVISORY GROUP
7/27/201811/20/2020Des Moines, IA
LPL FINANCIAL LLC
1/17/20187/31/2020Des Moines, IA
VISIONPOINT ADVISORY GROUP
6/16/201712/31/2017West Des Moines, IA
EDWARD JONES
12/4/20066/16/2017Perry, IA
AMERICAN EXPRESS FINANCIAL ADVISORS, INC.
5/8/200010/22/2002Hiawatha, IA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Edward Allen Smith has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Edward Allen Smith - Financial Advisor in Des Moines, IA | AdvisorFinder