AdFi
DM

David Michael Suntken

Investment Adviser Representative at RIA ADVISORY GROUP, LLC

Ames, IACRD #2214499Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
34 yrs
States Registered
1 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Iowa
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 6/25/2001
Series 65
Uniform Investment Adviser Law Examination
Passed 11/15/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 3/24/1992
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/11/1992
Series 24
General Securities Principal Examination
Passed 2/6/2003

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.02
Source

RIA Advisory Group, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

RIA ADVISORY GROUP, LLCCurrent
8/3/2020Ames, IA
VISIONPOINT ADVISORY GROUP
8/1/20187/24/2020Des Moines, IA
VISIONPOINT ADVISORY GROUP
8/8/201412/31/2017Ames, IA
LPL FINANCIAL LLC
12/6/200210/29/2015Des Moines, IA
U.S. BANCORP PIPER JAFFRAY INC.
7/10/200112/16/2002Ames, IA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at RIA ADVISORY GROUP, LLC

Showing 12 of 24 in the directory

View RIA ADVISORY GROUP, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. David Michael Suntken has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

David Michael Suntken - Financial Advisor in Ames, IA | AdvisorFinder