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Christian Eastwood Erickson

Investment Adviser Representative at Independent Advisor Alliance, LLC

Lexington, KYCRD #2396332Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
33 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Christian Eastwood Erickson is an investment adviser representative with Independent Advisor Alliance, LLC in Lexington, KY, where they have been registered since 2019. They have worked in the securities industry since 1993 and have been registered with 6 firms, including Independent Financial Partners and LPL Financial LLC. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Kentucky and Texas.

Office

195 Kentucky Ave
Lexington, KY 40502

Advisors at this office: 4

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Kentucky, Texas

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/18/2001
Series 63
Uniform Securities Agent State Law Examination
Passed 11/10/1993
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/21/1993

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Independent Advisor Alliance, LLCCurrent
3/26/2019 – Lexington, KY
Independent Financial Partners
7/19/2012 – 3/26/2019Lexington, KY
LPL Financial LLC
8/12/2014 – 12/14/2015Lexington, KY
Russell Capital Management, LLC
8/19/2009 – 7/25/2012Lexington, KY
Morgan Stanley Smith Barney LLC
6/1/2009 – 8/19/2009Lexington, KY
Citigroup Global Markets Inc.
1/22/2004 – 6/1/2009Lexington, KY

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. LPL Financial LLC
    Mar 2012 – no end date reportedLexington, KY
  2. Independent Financial Partners
    Apr 2012 – Mar 2019Lexington, KY
  3. Independent Advisor Alliance
    Mar 2019 – no end date reportedCharlotte, NC

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Independent Advisor Alliance, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
Estimated blended rate
0.02

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersPeriodicals and NewslettersEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsCorporationsOther

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
303
Offices listed on AdvisorFinder:
115
Main office:
Charlotte, NC
Founded:
1993
SEC file number:
801-78808

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 30, 2026

View full firm profile

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Showing 12 of 303 in the directory

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christian Eastwood Erickson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Christian Eastwood Erickson (Independent Advisor Alliance)