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Christian Eastwood Erickson

Investment Adviser Representative at INDEPENDENT ADVISOR ALLIANCE, LLC

Lexington, KYCRD #2396332Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
33 yrs
States Registered
2 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
KentuckyTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/18/2001
Series 63
Uniform Securities Agent State Law Examination
Passed 11/10/1993
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/21/1993

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.02
Source

Independent Advisor Alliance, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

INDEPENDENT ADVISOR ALLIANCE, LLCCurrent
3/26/2019Lexington, KY
INDEPENDENT FINANCIAL PARTNERS
7/19/20123/26/2019Lexington, KY
LPL FINANCIAL LLC
8/12/201412/14/2015Lexington, KY
RUSSELL CAPITAL MANAGEMENT, LLC
8/19/20097/25/2012Lexington, KY
MORGAN STANLEY SMITH BARNEY LLC
6/1/20098/19/2009Lexington, KY
CITIGROUP GLOBAL MARKETS INC.
1/22/20046/1/2009Lexington, KY

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christian Eastwood Erickson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Christian Eastwood Erickson - Financial Advisor in Lexington, KY | AdvisorFinder