AdFi
TG

Thomas George Delaney

Investment Adviser Representative at INDEPENDENT ADVISOR ALLIANCE, LLC

Oregon City, ORCRD #2839233Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
22 yrs
States Registered
5 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 5 states
CaliforniaConnecticutNew YorkOregonWashington
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 8/1/2014
Series 63
Uniform Securities Agent State Law Examination
Passed 3/13/2006
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/17/2014

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.02
Source

Independent Advisor Alliance, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

INDEPENDENT ADVISOR ALLIANCE, LLCCurrent
8/29/2025Oregon City, OR
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT
9/20/20199/25/2025Oregon City, OR
WADDELL & REED
10/21/20147/30/2019Portland, OR

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at INDEPENDENT ADVISOR ALLIANCE, LLC

Showing 12 of 303 in the directory

View INDEPENDENT ADVISOR ALLIANCE, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Thomas George Delaney has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Thomas George Delaney - Financial Advisor in Oregon City, OR | AdvisorFinder