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Christian John Swan

Investment Adviser Representative at SWAN Global Investments, LLC

Durango, COCRD #7710965Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
3 yrs
Exams Passed
1

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Christian John Swan is an investment adviser representative with SWAN Global Investments, LLC in Durango, CO, where they have been registered since 2023, the year they entered the securities industry. They have passed the Series 65 (investment adviser) exam. They are registered to provide investment advice in Colorado.

Office

1099 Main Ave, Suite 206
Durango, CO 81301

Advisors at this office: 8

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Colorado

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 8/29/2023

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

SWAN Global Investments, LLCCurrent
8/29/2023 – Durango, CO

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Swan Global Investments
    Mar 2023 – no end date reportedDurango, CO
  2. University of Arkansas
    Aug 2019 – Feb 2023Fayetteville, AR
  3. Carwheel
    Jan 2022 – Jul 2022Fayetteville, AR
  4. Swan Global Investments
    May 2020 – May 2021Durango, CO
  5. Lupine
    Apr 2019 – Aug 2019Durango, CO
  6. J&J Landscaping
    Apr 2018 – Aug 2018Durango, CO
  7. J&J Landscaping
    Apr 2017 – Aug 2017Durango, CO
  8. The Palmas Academy
    Mar 2013 – Aug 2019Humacao, PR

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About SWAN Global Investments, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
Firm account minimum
$250,000 (waivable)

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Portfolio Management for Individuals and Small BusinessesPortfolio Management for Investment CompaniesPortfolio Management for Businesses and Institutions

Client types the firm serves

IndividualsHigh Net WorthInvestment Companies

Firm assets under management

$1B–$5B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
19
Offices listed on AdvisorFinder:
1
Main office:
Durango, CO
SEC file number:
801-70881

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of March 13, 2026

View full firm profile

Other advisors at SWAN Global Investments, LLC

Showing 12 of 19 in the directory

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christian John Swan has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Christian John Swan (SWAN Global Investments)