AdFi
SG

SWAN Global Investments, LLC

SEC Registered
Assets Under Management
$1B–$5B
Office Locations
1 office
Total Accounts
1231

About the firm

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthInvestment Companies

Leadership

Randall William Swan
PRESIDENT/CHIEF EXECUTIVE OFFICER

Office locations

1 office in 1 state
CO
DurangoHQ

Advisors at this firm

19 advisors in the directory

Jeffrey David Thomas
Investment Adviser Representative
Dual-registered
Randall William Swan Mr.
Investment Adviser Representative
Investment Adviser Representative
Marc Kootoku Odo
Investment Adviser Representative
Investment Adviser Representative
Dolores Fernandez Wheless
Investment Adviser Representative
Investment Adviser Representative
Christopher Brian Hausman Mr.
Investment Adviser Representative
Investment Adviser Representative
Robert Bradley Swan
Investment Adviser Representative
Investment Adviser Representative
Patrick Lester Stiefel
Investment Adviser Representative
Investment Adviser Representative
Chris Stephen Caswell
Investment Adviser Representative
Dual-registered
Ethan Bates
Investment Adviser Representative
Investment Adviser Representative
David Osborn Lovell
Investment Adviser Representative
Investment Adviser Representative
Daniel Alexander Neagoy
Investment Adviser Representative
Investment Adviser Representative
Eugene William Miller III
Investment Adviser Representative
Investment Adviser Representative
Zachary David Noonan
Investment Adviser Representative
Investment Adviser Representative
Walter Scott Stepanek
Investment Adviser Representative
Investment Adviser Representative
Seth Christian Hiemstra
Investment Adviser Representative
Dual-registered
Alex Martin Prouty
Investment Adviser Representative
Investment Adviser Representative
David Allen Whiteside
Investment Adviser Representative
Investment Adviser Representative
Stephen Montana O'Connor-Seville
Investment Adviser Representative
Investment Adviser Representative
Christian John Swan
Investment Adviser Representative
Investment Adviser Representative

Regulatory & compliance

CRD number
#114669
SEC Number
801-70881
Disciplinary History
No
Fees & Minimums
Fee arrangements the firm reports: AUM
Minimum: $250,000 (waivable)

Data as of March 13, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. SWAN Global Investments, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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SWAN Global Investments in Durango, CO - Fees & Services