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Christine Marie Johanson

Investment Adviser Representative at Penserra Capital Management LLC

Orinda, CACRD #6145920Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
13 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Christine Marie Johanson is an investment adviser representative with Penserra Capital Management LLC in Orinda, CA, where they have been registered since 2023. They have worked in the securities industry since 2013 and have been registered with 3 firms, including Blackrock Execution Services and Russell Investments Implementation Services, LLC. They have passed 4 industry qualification exams, including the Series 7 (general securities representative), Series 63 (state securities agent), and Series 3 (commodity futures). They are registered to provide investment advice in California.

Office

4 Orinda Way, Suite 100-a
Orinda, CA 94563

Advisors at this office: 9

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
California
Broker:
16 states and territories

California, Connecticut, Florida, Illinois, Indiana, Iowa, Maryland, Minnesota, Missouri, New Jersey, New Mexico, New York, Ohio, Texas, Virginia, Wisconsin

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 3/23/2013
Series 3
National Commodity Futures Examination
Passed 5/2/2022
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/4/2013

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Penserra Capital Management LLCCurrent
3/17/2023 – Orinda, CA
Blackrock Execution Services
3/25/2022 – 2/16/2023San Francisco, CA
Russell Investments Implementation Services, LLC
3/5/2013 – 2/28/2022Seattle, WA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Russell Investments
    Nov 2012 – Feb 2022Seattle, WA
  2. Blackrock
    Mar 2022 – Feb 2023San Francisco, CA
  3. Blackrock Execution Services
    Mar 2022 – no end date reportedSan Francisco, CA
  4. Penserra Securities
    Mar 2023 – no end date reportedOrinda, CA

Official records & sources

Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Penserra Capital Management LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Unknown

Client types the firm serves

Unknown

Firm assets under management

Unknown

Firm disclosures (Form ADV)
Unknown

Source: firm Form ADV filing

Similar advisors in Orinda, CA

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christine Marie Johanson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Christine Marie Johanson (Penserra Capital Management)