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Christopher David Holt

Investment Adviser Representative at ALLY INVEST ADVISORS

Cincinnati, OHCRD #4418051Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
20 yrs
States Registered
52 states
Exams Passed
10

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Christopher David Holt has worked in the securities industry since 2006. They are registered to provide investment advisory services in 52 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 52 states
AlabamaAlaskaArizonaArkansasCaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaHawaiiIdahoIllinoisIndianaIowaKansasKentuckyLouisianaMaineMarylandMassachusettsMichiganMinnesotaMississippiMissouriMontanaNebraskaNevadaNew HampshireNew JerseyNew MexicoNew YorkNorth CarolinaNorth DakotaOhioOklahomaOregonPennsylvaniaPuerto RicoRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVermontVirginiaWashingtonWest VirginiaWisconsinWyoming
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 4/1/2010
Series 63
Uniform Securities Agent State Law Examination
Passed 9/5/2008
Series 52
Municipal Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/26/2009
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/6/2005
Series 27
Financial and Operations Principal Examination
Passed 4/27/2023
Series 53
Municipal Securities Principal Examination
Passed 9/30/2022
Series 4
Registered Options Principal Examination
Passed 4/16/2022
Series 24
General Securities Principal Examination
Passed 1/18/2019

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Tier 1 - First $250,0000.85%
Tier 2 - Next $750,000 up to $1,000,0000.80%
Tier 3 - Above $1,000,0000.75%
Account minimum: $100,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

ALLY Invest Advisors Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ALLY INVEST ADVISORSCurrent
10/13/2021Cincinnati, OH
ALLY INVEST SECURITIES LLCCurrent
6/14/2021Cincinnati, OH
FIFTH THIRD SECURITIES, INC.
5/18/20126/4/2021Cincinnati, OH
FIFTH THIRD ASSET MANAGEMENT, INC.
2/10/20115/8/2012Cincinnati, OH

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christopher David Holt has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Christopher David Holt - Financial Advisor in Cincinnati, OH | AdvisorFinder