AdFi
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Christopher David Klobe

Investment Adviser Representative at RBC CAPITAL MARKETS, LLC

Minneapolis, MNCRD #2983352Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
23 yrs
States Registered
1 states
Exams Passed
8

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Minnesota
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/9/2016
Series 63
Uniform Securities Agent State Law Examination
Passed 3/27/2003
Series 52
Municipal Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 12/23/2002
Series 53
Municipal Securities Principal Examination
Passed 11/16/2015
Series 4
Registered Options Principal Examination
Passed 6/20/2011
Series 24
General Securities Principal Examination
Passed 11/22/2010

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

RBC Capital Markets, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

RBC CAPITAL MARKETS, LLCCurrent
5/9/2016Minneapolis, MN
RBC CAPITAL MARKETS, LLCCurrent
5/9/2016Lakeville, MN
THRIVENT INVESTMENT MANAGEMENT INC.
2/10/20164/7/2016Minneapolis, MN

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christopher David Klobe has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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