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Christopher Edward Miller

Investment Adviser Representative at SAFEGUARD INVESTMENT ADVISORY GROUP, LLC

Corona, CACRD #4216931Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
24 yrs
States Registered
1 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Christopher Edward Miller has worked in the securities industry since 2002. They have passed the Series 66, 63, 7, and 3 examinations. They are registered to provide investment advisory services in California.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
California
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/15/2004
Series 63
Uniform Securities Agent State Law Examination
Passed 9/29/2000
SIE
Securities Industry Essentials Examination
Passed 10/17/2017
Series 3
National Commodity Futures Examination
Passed 9/10/2012
Series 7
General Securities Representative Examination
Passed 9/18/2000

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$100,000 - $250,0002.15%
$250,001 - $500,0001.90%
$500,001 - $1,000,0001.65%
Above $1,000,0001.15%
Account minimum: $100,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Safeguard Investment Advisory Group, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SAFEGUARD INVESTMENT ADVISORY GROUP, LLCCurrent
12/21/2017Corona, CA
MADISON AVENUE SECURITIES, LLC
8/26/201510/17/2017San Diego, CA
STRATEGIC ADVISERS, INC.
1/5/20106/27/2012San Diego, CA
CITIGROUP GLOBAL MARKETS INC.
5/29/200712/14/2009Santa Monica, CA
CITICORP INVESTMENT SERVICES
1/29/20075/29/2007Los Angeles, CA
AMERIVEST INVESTMENT MANAGEMENT, LLC
4/25/200612/20/2006Carlsbad, CA
TD AMERITRADE, INC.
9/20/200412/20/2006Beverly Hills, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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View SAFEGUARD INVESTMENT ADVISORY GROUP, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christopher Edward Miller has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Christopher Edward Miller - Financial Advisor in Corona, CA | AdvisorFinder