SAFEGUARD INVESTMENT ADVISORY GROUP, LLC
SEC RegisteredFind Lasting Financial Confidence
About the firm
Safeguard Investment is an independent financial firm committed to creating amazing retirements for the families they serve through a disciplined approach rooted in education, integrity, and earned trust. As a fiduciary, the firm puts clients' best interests first and is not bound to any specific institution or product.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Retirement planning, financial planning, investment advisory, risk assessment, wealth management, and educational workshops and seminars focused on common financial concerns in retirement
Who they serve
Individuals and families planning for or in retirement, including Generation X
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 1,331 | $377M |
| High Net Worth Individuals | 395 | $309M |
| Charitable Organizations | 56 | $12M |
| State/Municipal Entities | 4 | — |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
9 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| $100,000 - $250,000 | 2.15% |
| $250,001 - $500,000 | 1.90% |
| $500,001 - $1,000,000 | 1.65% |
| Above $1,000,000 | 1.15% |
Data as of March 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. SAFEGUARD INVESTMENT ADVISORY GROUP, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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