AdFi
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Christopher Eric Pollitt

Investment Adviser Representative at RBC CAPITAL MARKETS, LLC

Hunt Valley, MDCRD #2711158Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
25 yrs
States Registered
40 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 40 states
AlabamaArizonaCaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaIdahoIllinoisIndianaMaineMarylandMassachusettsMichiganMinnesotaMississippiMissouriNevadaNew HampshireNew JerseyNew MexicoNew YorkNorth CarolinaNorth DakotaOhioOklahomaPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVermontVirginiaWashingtonWest VirginiaWisconsin
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 11/5/2001
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/2/2001
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 2/15/1996

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

RBC Capital Markets, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

RBC CAPITAL MARKETS, LLCCurrent
9/22/2017 – Hunt Valley, MD
RBC CAPITAL MARKETS, LLCCurrent
9/22/2017 – Perryville, MD
SANDERS MORRIS HARRIS LLC
6/21/2006 – 10/20/2017Hunt Valley, MD
SMH CAPITAL ADVISORS, INC.
2/4/2002 – 12/31/2006Hunt Valley, MD

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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View RBC CAPITAL MARKETS, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christopher Eric Pollitt has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Christopher Eric Pollitt - Financial Advisor in Hunt Valley, MD | AdvisorFinder