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Christopher Hulit Simone

Investment Adviser Representative at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Mount Laurel, NJCRD #4539152Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
23 yrs
States Registered
14 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 14 states
ArizonaCaliforniaConnecticutDelawareDistrict of ColumbiaFloridaMarylandMassachusettsMichiganNew JerseyNew YorkPennsylvaniaPuerto RicoTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 6/5/2003
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/4/2003
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 1/2/2023
Series 24
General Securities Principal Examination
Passed 5/24/2011

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Merrill Lynch, Pierce, Fenner & Smith Incorporated Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCurrent
7/27/2020Mount Laurel, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
6/26/20093/13/2020East Brunswick, NJ
BLACKROCK INVESTMENT MANAGEMENT, LLC
9/29/20064/7/2009Plainsboro, NJ
MERRILL LYNCH INVESTMENT MANAGERS LP
3/11/20049/29/2006Plainsboro, NJ

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christopher Hulit Simone has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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