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Christopher James McFarland

Investment Adviser Representative at MDRN Capital

Covington, KYCRD #2991267Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
24 yrs
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Christopher James McFarland is an investment adviser representative with MDRN Capital in Covington, KY, where they have been registered since 2026. They have worked in the securities industry since 2002 and have been registered with 5 firms, including Manulife Asset Management (US) LLC and JOHN Hancock Advisers, LLC. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Kentucky.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Kentucky

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/16/2026
Series 63
Uniform Securities Agent State Law Examination
Passed 2/13/2024
Series 7
General Securities Representative Examination
Passed 1/9/2024
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 8/25/1999
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 2/18/1998

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

MDRN CapitalCurrent
6/16/2026 – Covington, KY
Manulife Asset Management (US) LLC
1/3/2008 – 11/22/2011Boston, MA
JOHN Hancock Advisers, LLC
1/3/2008 – 12/31/2010Boston, MA
Fidelity Personal Trust Company, FSB
4/6/2001 – 3/22/2005Braintree, MA
Strategic Advisers, Inc.
2/28/2000 – 3/22/2005Braintree, MA

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About MDRN Capital

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPension ConsultingSelection of Other Advisers

Client types the firm serves

IndividualsHigh Net Worth

Firm assets under management

$100M–$500M

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
29
Offices listed on AdvisorFinder:
1
Main office:
Annapolis, MD
SEC file number:
801-130784

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of July 15, 2026

View full firm profile

Other advisors at MDRN Capital

Showing 12 of 29 in the directory

View MDRN Capital firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christopher James McFarland has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Christopher James McFarland (MDRN Capital) - Advisor Profile