AdFi
CM

Christopher Maxime Shea

Investment Adviser Representative at WEALTHPLAN INVESTMENT MANAGEMENT LLC

Old Greenwich, CTCRD #4244023Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
20 yrs
States Registered
2 states
Exams Passed
2

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
ConnecticutNebraska
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 1/2/2001
Series 7
General Securities Representative Examination
Passed 11/7/2000

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $5,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Wealthplan Investment Management LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

WEALTHPLAN INVESTMENT MANAGEMENT LLCCurrent
10/15/2024Old Greenwich, CT
WEALTHSOURCE®
6/10/20196/7/2024Old Greenwich, CT
CATAMETRICS MANAGEMENT, LLC
1/13/201712/31/2018Westport, CT
CATAMETRICS MANAGEMENT, LLC
9/5/201412/31/2016Westport, CT
US FINANCIAL ADVISORS, LLC
1/12/20128/19/2014Braintree, MA
US FINANCIAL ADVISORS, LLC
5/3/200110/26/2007Braintree, MA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at WEALTHPLAN INVESTMENT MANAGEMENT LLC

Showing 12 of 29 in the directory

View WEALTHPLAN INVESTMENT MANAGEMENT LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christopher Maxime Shea has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Christopher Maxime Shea - Financial Advisor in Old Greenwich, CT | AdvisorFinder