AdFi
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Christopher Moreno

Investment Adviser Representative at BANKERS LIFE ADVISORY SERVICES, INC.

CHICAGO, ILCRD #4493042Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
23 yrs
States Registered
51 states
Exams Passed
8

Registrations & licenses

Registration type
Dual-registered
Registered in 51 states
AlabamaAlaskaArizonaArkansasCaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaHawaiiIdahoIllinoisIndianaIowaKansasKentuckyLouisianaMaineMarylandMassachusettsMichiganMinnesotaMississippiMissouriMontanaNebraskaNevadaNew HampshireNew JerseyNew MexicoNew YorkNorth CarolinaNorth DakotaOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVermontVirginiaWashingtonWest VirginiaWisconsinWyoming
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 6/21/2016
Series 53
Municipal Securities Principal Examination
Passed 2/22/2024
Series 51
Municipal Fund Securities Principal Examination
Passed 1/29/2006
Series 24
General Securities Principal Examination
Passed 5/17/2004
Series 52TO
Municipal Securities Representative Examination
Passed 1/8/2024
Series 99TO
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 9/22/2003

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Greater than $4 million0.30%
$2 million to $4 million0.40%
$1 million to $2 million0.50%
$1 million and below1.25%
Source

BANKERS LIFE ADVISORY Services, INC. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BANKERS LIFE SECURITIES, INC.Current
5/26/2023Chicago, IL
AMERICAN GENERAL SECURITIES INCORPORATED
9/23/200310/29/2008HOUSTON, TX
NEXT FINANCIAL GROUP, INC.
3/11/20105/19/2023HOUSTON, TX
CADARET, GRANT & CO., INC.
2/5/20205/19/2023SYRACUSE, NY
CUSO FINANCIAL SERVICES, L.P.
2/5/20205/19/2023SAN DIEGO, CA
SORRENTO PACIFIC FINANCIAL, LLC
2/5/20205/19/2023SAN DIEGO, CA
SAGEPOINT FINANCIAL, INC.
1/2/20092/24/2010SCOTTSDALE, AZ

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christopher Moreno has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Christopher Moreno - Financial Advisor in CHICAGO, IL | AdvisorFinder