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Christopher Murphy Rich

Investment Adviser Representative at TRIBECA FINANCIAL, LLC

Pheonix, AZCRD #2257263Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
21 yrs
States Registered
1 states
Exams Passed
2

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Christopher Murphy Rich has worked in the securities industry since 2005. They have passed the Series 63 and 6 examinations. They are registered to provide investment advisory services in Arizona.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 1 states
Arizona
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 1/10/1994
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 8/23/1993

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0125
Asset tierAnnual rate
Up to $1,000,0001.55%
Next $1,000,0000.90%
Next $1,000,0000.80%
Over $3,000,0000.30%
Source

Tribeca Financial, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

TRIBECA FINANCIAL, LLCCurrent
1/25/2012Pheonix, AZ
TRIBECA ADVISORS, LLC
4/9/200912/31/2011Mesa, AZ
TRIBECA FINANCIAL, LLC
2/2/200911/4/2009Mesa, AZ
EAGLE STRATEGIES CORP
1/1/200110/29/2004Scottsdale, AZ

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at TRIBECA FINANCIAL, LLC

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View TRIBECA FINANCIAL, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christopher Murphy Rich has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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