TRIBECA FINANCIAL, LLC
SEC RegisteredPlan with confidence.
About the firm
Tribeca Financial, LLC is a fiduciary financial advisory firm serving clients, businesses, and charitable organizations for over 20 years. Client relationships are built on personal trust, open communication, and integrity, with advisors acting in the best interest of clients in all cases.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Proactive financial planning and fiduciary financial advisory services
Who they serve
Clients, businesses, and charitable organizations
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 160 | $38M |
| High Net Worth Individuals | 59 | $144M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 14 | $26M |
| State/Municipal Entities | 1 | — |
| Insurance Companies | 4 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
6 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Up to $1,000,000 | 1.55% |
| Next $1,000,000 | 0.90% |
| Next $1,000,000 | 0.80% |
| Over $3,000,000 | 0.30% |
Data as of March 17, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. TRIBECA FINANCIAL, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched