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Christopher Paul Klauck

Investment Adviser Representative at ALLSPRING FUNDS MANAGEMENT, LLC

Huntersville, NCCRD #5106636Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
10 yrs
States Registered
53 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 53 states
AlabamaAlaskaArizonaArkansasCaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaHawaiiIdahoIllinoisIndianaIowaKansasKentuckyLouisianaMaineMarylandMassachusettsMichiganMinnesotaMississippiMissouriMontanaNebraskaNevadaNew HampshireNew JerseyNew MexicoNew YorkNorth CarolinaNorth DakotaOhioOklahomaOregonPennsylvaniaPuerto RicoRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVermontVirgin IslandsVirginiaWashingtonWest VirginiaWisconsinWyoming
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 12/4/2017
Series 63
Uniform Securities Agent State Law Examination
Passed 4/12/2006
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/2/2017
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 3/21/2006

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Allspring Funds Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ALLSPRING FUNDS MANAGEMENT, LLCCurrent
2/2/2026Huntersville, NC
ALLSPRING FUNDS DISTRIBUTOR, LLCCurrent
4/10/2019Huntersville, NC
ALLSPRING FUNDS MANAGEMENT, LLC
4/12/20191/30/2026Milwaukee, WI
WELLS FARGO CLEARING SERVICES, LLC
12/7/20174/11/2019Shorewood, WI

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christopher Paul Klauck has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Christopher Paul Klauck - Financial Advisor in Huntersville, NC | AdvisorFinder